Unclaimed
Philip J. Polizzotto is a financial professional with over 10 years of experience in the industry. Philip is currently registered with Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., Eaton Vance Distributors, Inc., Wealthpenn.comllc, and Morgan Stanley & Co. LLC. Philip holds the Series 99 and SIE licenses. Philip has also been registered with E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Morgan Stanley Distribution, Inc. (NEW YORK NY)
NJ
07/19/2023 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Philip Polizzotto is the right advisor for you? Invested Better is here to help.