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Philip J Polizzotto

Morgan Stanley Distribution, Inc.

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About Philip J Polizzotto

Philip J. Polizzotto is a financial professional with over 10 years of experience in the industry. Philip is currently registered with Morgan Stanley Distribution, Inc., Prime Dealer Services Corp., Eaton Vance Distributors, Inc., Wealthpenn.comllc, and Morgan Stanley & Co. LLC. Philip holds the Series 99 and SIE licenses. Philip has also been registered with E*TRADE SECURITIES LLC.

Firm Information

Philip Polizzotto is currently registered with Morgan Stanley Distribution, Inc.. Morgan Stanley Distribution, Inc. is a Corporation formed in February 1992. The firm is registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Polizzotto’s Registration & Firm History

NY

07/19/2023 - Present

Morgan Stanley Distribution, Inc. (NEW YORK NY)

NJ

07/19/2023 - 09/05/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip J Polizzotto.
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