Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Smolowitz is a financial advisor with A.g.p. / Alliance Global Partners. Philip has been in the industry since September 2, 1997. Philip has worked at several firms throughout his career, including AEGIS CAPITAL CORP., Stifel, Nicolaus & Company, Incorporated, RYAN BECK & CO., RBC DAIN RAUSCHER INC., VFINANCE INVESTMENTS, INC, VFINANCE INVESTMENTS, and Ladenburg, Thalmann & Co., Inc. Philip is registered in several states and has the following licenses: Series 7, Series 63, and SIE. Philip specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
03/17/2023 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
11/01/2010 - 04/14/2023
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
08/21/2007 - 11/02/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
10/18/2004 - 08/21/2007
RYAN BECK & CO. (NEW YORK NY)
NY
11/25/2002 - 10/25/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
FL
01/01/2002 - 12/13/2002
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
11/08/1999 - 01/01/2002
VFINANCE INVESTMENTS (BOCA RATON FL)
NY
09/03/1997 - 12/02/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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