Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Villaluz is a financial professional with over 20 years of experience in the industry. Philip is currently registered with Hilltop Securities Inc. Philip has previously been registered with a number of other firms including Schroder Fund Advisors LLC, Sterne, Agee & Leach, Inc., Advisors Asset Management, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Pruco Securities Corporation, Prudential Securities Incorporated, Prudential Mutual Fund Distributors, Inc. and Thomas James Associates, Inc.. Philip has a broad range of experience and expertise in providing financial advice to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NY
06/04/2021 - Present
Hilltop Securities Inc. (NEW YORK NY)
NY
08/05/2014 - 04/09/2018
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
NY
09/30/2010 - 05/20/2014
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
08/24/2009 - 10/12/2010
ADVISORS ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
04/29/2005 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/05/2002 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
12/05/1996 - 11/04/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/07/1996 - 11/06/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/17/1995 - 07/01/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
11/10/1993 - 08/23/1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
NY
02/28/1992 - 10/20/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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