Unclaimed
Philip Kendall is a financial professional with over 20 years of experience in the securities industry. Philip currently works as a financial advisor for Franklin Distributors, LLC. Philip's previous experience includes roles at Legg Mason Investor Services, LLC, Legg Mason Wood Walker, Incorporated, LM Financial Partners, Inc., and Arroyo Seco, Inc. Philip is registered in 51 states and holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/01/2008 - Present
Franklin Distributors, LLC (PASADENA CA)
CA
12/01/2005 - 12/31/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MD
09/30/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
08/11/2001 - 09/30/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
CA
05/15/2001 - 08/11/2001
ARROYO SECO, INC. (PASADENA CA)
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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