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Philip Hartman

Virtu Americas LLC

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About Philip Hartman

Philip Hartman is a financial professional with over 14 years of experience in the securities industry. Philip has a broad range of experience in the industry. Philip is currently registered with Virtu Americas LLC. Previously, Philip was registered with CREDIT SUISSE SECURITIES (USA) LLC and GOLDMAN SACHS & CO. LLC.

Firm Information

Philip Hartman is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Hartman’s Registration & Firm History

NY

10/11/2022 - Present

Virtu Americas LLC (New York NY)

NY

04/02/2018 - 10/24/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/28/2008 - 04/26/2018

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/06/2008

Series 3 - National Commodity Futures Examination

BC

Issued 08/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Philip Hartman. Review regulatory record here.
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