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Philip Hagenbuch Lintz

UBS Securities LLC

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About Philip Hagenbuch Lintz

Philip Lintz is a securities professional with over 20 years of experience in the financial services industry. Philip currently works as a registered representative for UBS Securities LLC. Previously, Philip was a registered representative with Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Prudential Equity Group, LLC. Philip has a Series 7, Series 24, and Series 63 license.

Firm Information

Philip Lintz is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Lintz’s Registration & Firm History

NY

05/03/2017 - Present

UBS Securities LLC (NEW YORK NY)

NC

10/10/2016 - 03/28/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MA

02/20/2009 - 10/05/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

MA

09/01/2006 - 03/08/2010

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

MA

10/27/2000 - 08/18/2006

PRUDENTIAL EQUITY GROUP, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 01/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Philip Hagenbuch Lintz.
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