Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Haigis is a financial advisor with over 23 years of experience in the industry. Philip currently works at Raymond James & Associates, Inc. and is registered in 53 states and the District of Columbia. Philip has experience working with individuals, high net worth individuals, corporations, businesses, pension and profit sharing plans, charitable organizations and insurance companies. Philip provides services including financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisors. Philip is also registered as an Investment Advisor Representative in the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/13/2024 - Present
Raymond James & Associates, Inc. (Dublin OH)
OH
10/01/2012 - 04/05/2024
J.P. MORGAN SECURITIES LLC (Columbus OH)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
02/28/2001 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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