Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Gregory O'Quin is an investment advisor representative with LPL Financial LLC. Philip O'Quin has been in the industry since December 5, 2007 and has held registrations with several firms throughout their career, including FSC Securities Corporation, Lincoln Financial Advisors Corporation and NYLIFE Securities LLC. Philip O'Quin is currently registered with the states of Alabama, Florida, Idaho, Louisiana, Mississippi, New Jersey, New York and Texas, as well as with FINRA. They provide investment advice to individuals, businesses, charitable organizations, pension and profit-sharing plans, corporations, and other entities. They offer financial planning, pension consulting, portfolio management for businesses and individuals, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
10/01/2019 - Present
LPL Financial LLC (LAKE CHARLES LA)
LA
10/30/2015 - 10/03/2019
FSC SECURITIES CORPORATION (ALEXANDRIA LA)
LA
11/16/2012 - 11/13/2015
LPL FINANCIAL LLC (LAKE CHARLES LA)
LA
10/22/2010 - 11/20/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (BATON ROUGE LA)
LA
04/30/2008 - 10/29/2010
NYLIFE SECURITIES LLC (BATON ROUGE LA)
LA
11/16/2007 - 04/09/2008
FSC SECURITIES CORPORATION (ALEXANDRIA LA)
IA
Issued 11/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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