Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Pfaff is a financial advisor who is currently registered with Fidelity Brokerage Services LLC. Philip Pfaff has been in the securities industry for over 10 years. Philip Pfaff has a Series 7, Series 6, and Series 63 license, and is registered in 53 states. Philip Pfaff has previously worked with Wells Fargo Advisors, LLC, Farmers Financial Solutions, LLC and Aon Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/03/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
PA
11/06/2012 - 04/01/2013
WELLS FARGO ADVISORS, LLC (JENKINTOWN PA)
PA
07/30/2012 - 09/24/2012
FARMERS FINANCIAL SOLUTIONS, LLC (KING OF PRUSSIA PA)
PA
07/09/2007 - 01/15/2008
AON SECURITIES CORPORATION (HATBORO PA)
BC
Issued 11/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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