Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Frank Ucci is a financial advisor at Edward Jones, an investment firm with over 200,000 clients across the country. Philip has been a financial advisor for over 18 years and has experience with a variety of clients, including individuals, families, corporations, and retirement plans. Philip is a graduate of the University of Connecticut, where he studied finance and economics. Philip is committed to helping his clients reach their financial goals and has a proven track record of success in building and managing portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/06/2022 - Present
Edward Jones (MILFORD CT)
CT
09/21/2016 - 02/27/2017
KEY INVESTMENT SERVICES LLC (MILFORD CT)
CT
08/24/2015 - 09/21/2016
LPL FINANCIAL LLC (MILFORD CT)
CT
07/25/2014 - 08/21/2015
WELLS FARGO ADVISORS, LLC (WALLINGFORD CT)
CT
10/01/2012 - 07/21/2014
J.P. MORGAN SECURITIES LLC (FAIRFIELD CT)
CT
05/16/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
CT
03/16/2006 - 05/10/2007
AMERIPRISE FINANCIAL SERVICES, INC. (WOODBRIDGE CT)
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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