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Philip Francis Marinello

Advisors Asset Management, Inc.

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About Philip Francis Marinello

Philip Francis Marinello is a financial advisor with over 25 years of experience in the industry. Philip currently works with Advisors Asset Management, Inc. based in Boca Raton, FL. Prior to joining Advisors Asset Management, Inc., Philip worked with Sierra Pacific Securities, LLC, Incapital LLC and TD Ameritrade, Inc. Philip is a Series 7, Series 10, Series 24, Series 51, and Series 63 licensed advisor.

Firm Information

Philip Marinello is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Philip Marinello’s Registration & Firm History

FL

12/04/2018 - Present

Advisors Asset Management, Inc. (Boca Raton FL)

FL

11/10/2017 - 11/27/2018

SIERRA PACIFIC SECURITIES, LLC (Fort Lauderdale FL)

FL

07/25/2016 - 11/07/2017

ADVISORS ASSET MANAGEMENT, INC. (Boca Raton FL)

FL

10/10/2007 - 07/21/2016

INCAPITAL LLC (BOCA RATON FL)

NJ

04/23/1997 - 09/04/2007

TD AMERITRADE, INC. (JERSEY CITY NJ)

NJ

04/01/1996 - 10/08/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BC

Issued 06/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/02/2015

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/16/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Francis Marinello.
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