Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Saravis is a financial advisor at Citigroup Global Markets Inc. Philip has been in the financial services industry since 1985. Philip is registered with the state of Connecticut as an Investment Advisor Representative and a Registered Representative and the state of New York as an Investment Advisor Representative. Philip is also registered as an Investment Advisor Representative in California. Philip has experience providing financial advice to individuals, corporations, and other businesses. Philip specializes in asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for businesses and individuals. Philip has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2021 - Present
Citigroup Global Markets Inc. (Stamford CT)
CA
11/04/2014 - 07/13/2016
LPL FINANCIAL LLC (WESTLAKE VILLAGE CA)
CA
12/23/2014 - 06/23/2016
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
CA
08/06/2008 - 11/20/2014
HSBC SECURITIES (USA) INC. (ENCINO CA)
CA
05/29/2007 - 07/24/2008
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
07/12/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (GLENDALE CA)
NY
09/08/2004 - 07/05/2006
CHASE INVESTMENT SERVICES CORP. (BRIARCLIFF NY)
CT
02/08/2000 - 09/09/2004
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
CA
10/05/1998 - 06/03/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
10/03/1996 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
VA
06/20/1990 - 09/09/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
MO
12/05/1989 - 03/01/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/20/1989 - 11/27/1989
SHELTER ROCK SECURITIES CORP.
NA
08/23/1983 - 01/10/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 12/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/13/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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