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Philip Eugene Yockey

U.s. Bancorp Investments, Inc.

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About Philip Eugene Yockey

Philip Yockey is a registered representative with U.S. Bancorp Investments, Inc. in Ballwin, Missouri. Philip has been in the securities industry since May 28, 1986. Philip is a registered investment advisor representative in Missouri. Philip has also worked for several other firms including PNC Investments, NatCity Investments, Inc., Mercury Securities, LLC, Saxony Securities, Inc., Absolute Return Advisors, LTD., Forsyth Securities, Inc., Johnson Research & Capital Incorporated, Stifel, Nicolaus & Company, Incorporated, Oppenheimer & Co., Inc., Lehman Brothers Inc. and William Blair & Company.

Firm Information

Philip Yockey is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Philip Yockey’s Registration & Firm History

MO

09/20/2013 - Present

U.s. Bancorp Investments, Inc. (Ballwin MO)

MO

11/13/2009 - 09/24/2013

PNC INVESTMENTS (MAPLEWOOD MO)

MO

07/17/2009 - 11/13/2009

NATCITY INVESTMENTS, INC. (TOWN AND COUNTRY MO)

CA

11/14/2007 - 12/10/2008

MERCURY SECURITIES, LLC (NOVATO CA)

MO

02/10/2004 - 11/16/2005

SAXONY SECURITIES, INC. (ST. LOUIS MO)

VT

11/08/2001 - 05/23/2003

ABSOLUTE RETURN ADVISORS, LTD. (MANCHESTER CENTER VT)

VT

08/03/2001 - 11/01/2001

ABSOLUTE RETURN ADVISORS, LTD. (MANCHESTER CENTER VT)

MO

10/15/1999 - 06/27/2001

FORSYTH SECURITES, INC. (KIRKWOOD MO)

MO

03/09/1995 - 09/21/1999

JOHNSON RESEARCH & CAPITAL INCORPORATED (ST. LOUIS MO)

MO

07/13/1994 - 04/06/1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

11/18/1993 - 05/13/1994

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NY

07/29/1992 - 11/10/1993

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

10/30/1987 - 08/11/1992

LEHMAN BROTHERS INC.

NY

09/24/1984 - 08/11/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

08/06/1986 - 11/05/1987

WILLIAM BLAIR & COMPANY

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Licenses & Designations

IA

Issued 08/10/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1984

Series 3 - National Commodity Futures Examination

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Philip Eugene Yockey. Review regulatory record here.
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