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Philip Eugene Kessler

SWS Partners, LLC

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About Philip Eugene Kessler

Philip Eugene Kessler is a registered investment advisor representative in Ohio and Texas. Philip has been a registered representative in the securities industry since August 2008. Philip has a strong background in portfolio management and financial planning. Philip is currently affiliated with SWS Partners, LLC. Philip holds both a Series 7 and a Series 31 license and the Series 66 Uniform Combined State Law Examination.

Firm Information

Philip Kessler is currently registered with SWS Partners, LLC. SWS Partners, LLC is an investment advisor headquartered in Columbus, OH. The firm provides financial planning, portfolio management for individuals and pooled investment vehicles, and data aggregation & reporting for family offices. SWS Partners, LLC manages approximately $353.64 million in assets for 579 clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. They offer a wrap fee program and are registered with the SEC.
SWS Partners, LLC

230 WEST STREET

COLUMBUS, OH 43201

$353.64M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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data aggregation & reporting for family office

Data aggregation & reporting for family office

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Philip Kessler’s Registration & Firm History

OH

12/06/2022 - Present

SWS Partners, LLC (COLUMBUS OH)

OH

01/31/2012 - 09/17/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)

OH

08/20/2008 - 09/19/2011

SANFORD C. BERNSTEIN & CO., LLC (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 08/28/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/29/2008

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Philip Eugene Kessler.
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