Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Eliot Kimmel is a financial advisor with over 38 years of experience in the financial industry. Philip currently works at Wells Fargo Clearing Services, LLC and is registered with the state of New York and Connecticut. Philip is registered as both a broker and an investment advisor representative. Philip has previously worked at Citigroup Global Markets Inc., Liberty Securities Corporation, Invest Financial Corporation, David M. Polen Securities, Inc., Murphey Favre, Inc., and Shearson Lehman Brothers Inc.. Philip's experience spans a wide range of financial services, including portfolio management for both businesses and individuals, financial planning, investment consulting services to institutional clients, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/2022 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
05/24/1994 - 05/26/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/27/1993 - 06/27/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
05/21/1990 - 05/28/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
06/19/1989 - 05/31/1990
DAVID M. POLEN SECURITIES, INC. (BOCA RATON FL)
NA
08/05/1987 - 05/09/1989
MURPHEY FAVRE, INC.
NA
11/21/1984 - 09/22/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 08/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Philip Kimmel is the right advisor for you? Invested Better is here to help.
