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Philip Edward Riggio

BAY Crest Partners, LLC

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About Philip Edward Riggio

Philip Edward Riggio has been in the securities industry since June 1998. Philip is currently registered with Bay Crest Partners, LLC and is located in their New York, NY office. Prior to this, Philip was employed by Clear Street LLC, Wall Street Access, Northland Securities, Inc., Rodman & Renshaw, LLC, Cantor Fitzgerald & Co., SG Cowen Securities Corporation, Deutsche Banc Alex. Brown Inc., and Ferris, Baker Watts Incorporated. Philip is licensed with Series 7, 55, 57TO, and 63.

Firm Information

Philip Riggio is currently registered with BAY Crest Partners, LLC. BAY Crest Partners, LLC is a Limited Liability Company formed in December 1994. The firm is registered in 26 states and has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Riggio’s Registration & Firm History

NY

11/09/2023 - Present

BAY Crest Partners, LLC (NEW YORK NY)

NY

01/17/2023 - 09/20/2023

CLEAR STREET LLC (NEW YORK NY)

NY

10/20/2021 - 01/09/2023

WALL STREET ACCESS (NEW YORK NY)

NY

08/01/2012 - 11/03/2021

NORTHLAND SECURITIES, INC. (NEW YORK NY)

NY

07/06/2009 - 07/25/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

10/24/2001 - 06/11/2009

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/16/2001 - 07/18/2001

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

07/19/2000 - 03/12/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

11/07/1997 - 07/03/2000

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 12/04/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Philip Edward Riggio.
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