Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Edward Oliver is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Hauppauge, NY. Philip has been in the financial services industry since 1990. Philip holds the Series 63, SIE and Series 7 licenses. Philip has been with Stifel, Nicolaus & Company, Inc. since March 2019. Before that, Philip worked at FIRST EMPIRE SECURITIES, INC. and LEHMAN BROTHERS INC. in New York, NY. Philip provides financial planning, pension consulting, educational seminars, portfolio management for individuals, portfolio management for businesses, and portfolio management for pooled investment vehicles. Philip's specialties include investment clubs, insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
06/21/1991 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
05/10/1990 - 03/18/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/10/1990 - 03/18/1991
LEHMAN GOVERNMENT SECURITIES INC.
NA
05/10/1990 - 03/18/1991
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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