Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Dicarlo is a financial advisor associated with Brookwood Securities Partners, LLC. Philip has been active in the financial services industry since 1984. Philip is registered with 36 states and holds both Series 7 and Series 63 licenses. He also passed the SIE Exam in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/28/1995 - Present
Brookwood Securities Partners, LLC (BEVERLY MA)
MA
11/29/1994 - 03/17/1995
FFMC SECURITIES, INC. (BOSTON MA)
MA
11/22/1983 - 02/09/1994
WINTHROP SECURITIES CO., INC. (BOSTON MA)
BC
Issued 11/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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