Unclaimed
Philip Edward Brown is an investment advisor representative with Fidelity Personal and Workplace Advisors. Philip has been in the industry since January 30, 2021 and has a Series 63, 65, 7TO and SIE. Philip has been registered as an investment advisor representative in Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Vermont and Washington. Philip has a current employment with Fidelity Personal and Workplace Advisors and previously was employed at CreativeOne Securities, LLC. Philip has had a background in a variety of fields, including working with Union College, Generation Teach, Professional Sports Catering, Nashoba Valley Ski Area, Mill Iron Farm and Concord Carlisle High School. Philip specializes in investment advisory services, portfolio management for individuals and businesses, financial planning, selection of other advisors and educational seminars. Philip primarily works with individuals, corporations, and charitable organizations and manages assets in a discretionary manner. The total amount of assets managed by Philip is between $1 billion and $10 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
04/24/2023 - Present
Fidelity Personal AND Workplace Advisors (NASHUA NH)
ME
08/23/2021 - 06/16/2022
CREATIVEONE SECURITIES, LLC (Bangor ME)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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