Unclaimed
Philip Edgar Hux is a financial advisor with over 27 years of experience in the industry. Philip is currently registered with AQR Investments, LLC. Previously, Philip was registered with ALLSPRING FUNDS DISTRIBUTOR, LLC, ENTERPRISE FUND DISTRIBUTORS, INC., DONALDSON & CO., INCORPORATED and MONY SECURITIES CORP. Philip holds the Series 4, 7, 24 and 63 licenses as well as the SIE and Series 65 exams. Philip is registered with the State of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/13/2023 - Present
AQR Investments, LLC (GREENWICH CT)
NC
11/07/2007 - 12/06/2023
ALLSPRING FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
GA
01/26/2005 - 10/30/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
GA
09/22/1999 - 03/13/2003
DONALDSON & CO., INCORPORATED (ATLANTA GA)
NY
09/08/1993 - 05/01/1998
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 06/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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