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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip E Zimmerman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Philip has been in the industry since 1988. Philip is registered with the state of Pennsylvania as an Investment Advisor Representative. Philip has a total of 15 approved state registrations. Philip has a range of experience, including working with clients in the states of Connecticut, Delaware, Florida, Iowa, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Utah, Virginia, and Washington. Philip also has a broad range of securities and investment products, including but not limited to: options, fixed securities, mutual funds, ETFs, stocks, and variable annuities. Philip is a member of FINRA and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/06/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHILADELPHIA PA)
NY
08/03/1988 - 08/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/11/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1992
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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