Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip E Gaucher is a registered representative with Dominari Securities LLC. Philip has over 19 years of experience in the securities industry. Philip has worked at several prominent financial institutions in the past. Philip holds a Series 79TO, Series 7TO, SIE and Series 7 license and is registered with the states of Colorado, New York, Pennsylvania, Puerto Rico and Texas. Philip is a financial advisor with Dominari Securities LLC and specializes in Financial Planning and Portfolio Management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/29/2024 - Present
Dominari Securities LLC (NEW YORK NY)
TX
06/29/2020 - 04/29/2024
ENTORO SECURITIES, LLC (HOUSTON TX)
CT
08/29/2005 - 02/22/2006
GEORGE WEISS ASSOCIATES, INC. (HARTFORD CT)
NY
08/18/2004 - 05/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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