Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Estabrook is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Philip has been in the securities industry for over 46 years. Philip has worked at several firms, including Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Paine Webber Incorporated, L. F. Rothschild, Unterberg, Towbin, Inc. and Moseley, Hallgarten, Estabrook & Weeden, Inc.. Philip has a wide range of experience in financial planning, portfolio management, and investment advice. Philip is licensed to provide financial services in several states including Texas, New Hampshire, and Hawaii. Philip is a member of the Newport Library Arts Center and the Newport Charitable Fund. Philip is also a partner in PE Enterprises LLC and a member of the board of directors of the Gallery Condominium Owners Association. Philip is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
06/27/2018 - Present
Stifel, Nicolaus & Company, Inc. (NEW LONDON NH)
NH
01/01/2008 - 10/15/2008
WACHOVIA SECURITIES, LLC (NEW LONDON NH)
NH
01/26/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NEW LONDON NH)
NA
02/02/1987 - 01/31/1989
PAINEWEBBER INCORPORATED
NA
08/09/1982 - 02/10/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
07/29/1981 - 08/20/1982
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
08/18/1978 - 07/18/1981
BEAR, STEARNS & CO.
NA
09/16/1977 - 09/18/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
09/25/1975 - 02/27/1976
BACHE & CO., INCORPORATED
BOTH
Issued 06/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/09/1982
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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