Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Capretta is a financial advisor who has been in the industry since 1987. Philip is currently registered with Northwestern Mutual Investment Services, LLC in Upper Arlington, Ohio. Philip holds Series 6, 7, and 63 licenses and the SIE exam. Philip has previously worked for ROBERT W. BAIRD & CO. INCORPORATED in Milwaukee, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
05/17/2018 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
OH
01/01/1987 - 02/22/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Columbus OH)
WI
04/01/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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