Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Brown is a financial advisor with over 20 years of experience in the financial services industry. Philip has a Series 7, Series 65, and Series 66 license and is registered to provide investment advice in Colorado and New Mexico. Philip currently works for LPL Financial LLC and has worked previously for Woodbury Financial Services, Inc., and SunAmerica Securities, Inc. Philip specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/30/2012 - Present
LPL Financial LLC (CANON CITY CO)
CO
06/01/2005 - 10/05/2010
WOODBURY FINANCIAL SERVICES, INC. (PUEBLO CO)
AZ
01/14/2002 - 06/06/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 07/26/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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