Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Christopher Pappas is a financial advisor with over 20 years of experience in the industry. Philip is currently registered with Wells Fargo Advisors Financial Network, LLC in Melville, New York. Philip has previously worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., Duke & Co., Inc., and Investors Associates, Inc. Philip specializes in providing investment advice to individuals and businesses, as well as portfolio management for both. Philip is also a co-trustee for the Dichter/Pappas Partnership 401K, and a registered representative of Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
Wells Fargo Advisors Financial Network, LLC (MELVILLE NY)
NY
06/01/2009 - 07/11/2012
MORGAN STANLEY SMITH BARNEY (MELVILLE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
09/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MELVILLE NY)
NY
02/14/2003 - 09/12/2006
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
03/23/1995 - 10/20/1995
DUKE & CO., INC. (NEW YORK NY)
NJ
10/01/1994 - 03/17/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 10/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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