Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Christopher Lee is a financial advisor with over 17 years of experience in the financial services industry. Philip currently holds registrations as a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Prior to joining Raymond James, Philip worked with TD Ameritrade, Inc., Charles Schwab & Co., Inc. and Moloney Securities Co., Inc. Philip has a broad range of experience working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/18/2023 - Present
Raymond James & Associates, Inc. (Keosauqua IA)
TX
01/19/2022 - 07/31/2023
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
01/17/2018 - 01/19/2022
TD AMERITRADE, INC. (OMAHA NE)
MO
02/13/2006 - 04/07/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
12/06/2005 - 02/07/2006
MOLONEY SECURITIES CO., INC. (MANCHESTER MO)
BOTH
Issued 03/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Philip Lee is the right advisor for you? Invested Better is here to help.
