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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Curran is an investment advisor registered with Wells Fargo Clearing Services, LLC. Philip has been in the industry since 1991. Philip is a Certified Financial Planner and holds the Series 3, 7, and 63 licenses. Philip has been registered in 20 states, including California, Texas, Arizona, Florida, Hawaii, Idaho, Kentucky, Louisiana, Michigan, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Dakota, Tennessee, Virginia and Washington. Philip is also registered as an Investment Advisor Representative (IAR) in California and Texas. Philip previously worked at Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/16/2015 - Present
Wells Fargo Clearing Services, LLC (PLEASANT HILL CA)
CA
06/01/2009 - 10/11/2013
MORGAN STANLEY (WALNUT CREEK CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
05/28/1991 - 04/02/2007
MORGAN STANLEY DW INC. (WALNUT CREEK CA)
IA
Issued 08/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 3 - National Commodity Futures Examination
BC
Issued 05/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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