Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Howlett is a financial advisor with over 40 years of experience in the industry. Philip is currently registered with UBS Financial Services Inc. and has held previous positions at Kidder, Peabody & Co. Incorporated and Paine, Webber, Jackson & Curtis Inc. Philip has a diverse background in the financial industry and has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Philip holds a variety of licenses and certifications, including Series 7, 63, and 65, which demonstrates his knowledge of the financial markets. Philip is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/18/2010 - Present
UBS Financial Services Inc. (BOSTON MA)
NY
06/14/1982 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
01/31/1980 - 06/23/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
08/08/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
05/19/1978 - 08/05/1979
KIDDER, PEABODY & CO. INCORPORATED
NA
05/07/1970 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
IA
Issued 03/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 04/30/1970
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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