Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Catalan is a financial advisor with over 25 years of experience in the industry. Philip currently works at Citigroup Global Markets Inc., where he has been employed since September 2023. Philip is registered in California as a Registered Representative (RR) and Investment Advisor Representative (IAR). Prior to joining Citigroup Global Markets Inc., Philip worked at Charles Schwab & Co., Inc., LPL Financial LLC, VALIC Financial Advisors, Inc., WELLS FARGO ADVISORS, LLC, and BANCWEST INVESTMENT SERVICES, INC. Philip holds the Series 7, Series 63, Series 65, and SIE licenses. Philip specializes in portfolio management for individuals and businesses, asset allocation advice, financial planning, and pension consulting. Philip has experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2023 - Present
Citigroup Global Markets Inc. (Palo Alto CA)
CA
06/07/2021 - 09/08/2023
CHARLES SCHWAB & CO., INC. (San Ramon CA)
CA
03/22/2016 - 05/24/2021
LPL FINANCIAL LLC (LAFAYETTE CA)
CA
03/07/2016 - 03/15/2016
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
CA
12/06/2013 - 02/03/2016
WELLS FARGO ADVISORS, LLC (FREMONT CA)
CA
05/19/2011 - 12/18/2013
BANCWEST INVESTMENT SERVICES, INC. (FREMONT CA)
CA
02/09/2011 - 05/23/2011
FSC SECURITIES CORPORATION (UNION CITY CA)
CA
03/03/2009 - 02/11/2011
QA3 FINANCIAL CORP. (WALNUT CREEK CA)
CA
12/07/2006 - 03/03/2009
CUSO FINANCIAL SERVICES, L.P. (FREMONT CA)
CA
06/20/2003 - 11/10/2006
CUSO FINANCIAL SERVICES, L.P. (SAN JOSE CA)
NY
04/25/1997 - 03/12/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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