Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Catalan is a financial advisor with Citigroup Global Markets Inc. in San Francisco, CA. Philip has been in the financial industry since 1997. Philip has held positions with various financial institutions including Charles Schwab & Co., Inc., LPL Financial LLC, VALIC Financial Advisors, Inc., and Wells Fargo Advisors, LLC. Philip currently holds registrations with FINRA, Series 7, Series 63, and Series 65. Philip has a strong track record of success in providing financial advice to individuals and businesses. Philip is a registered representative and investment advisor representative with Citigroup Global Markets Inc. Philip works with clients on a variety of financial planning needs, including investment management, retirement planning, and estate planning. Philip has a strong understanding of the financial markets and is committed to providing his clients with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/19/2023 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
06/07/2021 - 09/08/2023
CHARLES SCHWAB & CO., INC. (San Ramon CA)
CA
03/22/2016 - 05/24/2021
LPL FINANCIAL LLC (LAFAYETTE CA)
CA
03/07/2016 - 03/15/2016
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
CA
12/06/2013 - 02/03/2016
WELLS FARGO ADVISORS, LLC (FREMONT CA)
CA
05/19/2011 - 12/18/2013
BANCWEST INVESTMENT SERVICES, INC. (FREMONT CA)
CA
02/09/2011 - 05/23/2011
FSC SECURITIES CORPORATION (UNION CITY CA)
CA
03/03/2009 - 02/11/2011
QA3 FINANCIAL CORP. (WALNUT CREEK CA)
CA
12/07/2006 - 03/03/2009
CUSO FINANCIAL SERVICES, L.P. (FREMONT CA)
CA
06/20/2003 - 11/10/2006
CUSO FINANCIAL SERVICES, L.P. (SAN JOSE CA)
NY
04/25/1997 - 03/12/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 5/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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