Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Bruce Spear is a financial advisor who has been in the industry since October 1998. He currently works with Valic Financial Advisors, Inc. where Philip has been a registered representative and investment advisor representative since March 2015. Prior to Valic Financial Advisors, Inc., Philip worked with other firms including Nationwide Securities, LLC, Allied Beacon Partners, Inc., Workman Securities Corporation, Invest Financial Corporation, SagePoint Financial, Inc., American General Securities Incorporated, Wachovia Securities, LLC, NCF Financial Services, Inc., Invest Financial Corporation, CUNA Brokerage Services, Inc., and The Advisors Group, Inc. Philip has successfully completed the SIE, Series 6, Series 7 and Series 63 exams. He is currently registered to provide investment advisory services in Florida, Georgia, North Carolina and South Carolina. Philip also provides non-securities insurance products through AGIA, a position he started in December 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
03/04/2015 - Present
Valic Financial Advisors, Inc. (COLUMBIA SC)
SC
06/05/2012 - 04/05/2013
NATIONWIDE SECURITIES, LLC (LEXINGTON SC)
VA
10/03/2011 - 05/16/2012
ALLIED BEACON PARTNERS, INC. (RICHMOND VA)
SC
07/14/2011 - 09/30/2011
WORKMAN SECURITIES CORPORATION (LEXINGTON SC)
SC
10/21/2009 - 07/19/2011
INVEST FINANCIAL CORPORATION (LEXINGTON SC)
SC
10/31/2008 - 10/26/2009
SAGEPOINT FINANCIAL, INC. (LEXINGTON SC)
SC
08/08/2006 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LEXINGTON SC)
SC
03/26/2003 - 07/18/2006
WACHOVIA SECURITIES, LLC (COLUMBIA SC)
NC
09/30/2002 - 03/20/2003
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
04/26/1999 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
12/12/1996 - 02/17/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MD
07/26/1996 - 12/16/1996
THE ADVISORS GROUP, INC. (BETHESDA MD)
IA
Issued 05/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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