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Philip Bruce Hodgins

TD Securities (usa) LLC

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About Philip Bruce Hodgins

Philip Hodgins is a registered representative with TD Securities (USA) LLC. Philip is a seasoned financial professional, having been in the industry since 1994. Philip specializes in investment advisory services and has worked for several major firms, including Amherst Pierpont, Credit Suisse Securities (USA) LLC, BNY Mellon Capital Markets, LLC, and Guggenheim Securities, LLC. Philip is currently registered to provide investment advisory services in 52 states and the District of Columbia.

Firm Information

Philip Hodgins is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Hodgins’s Registration & Firm History

NY

12/05/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

07/13/2021 - 12/07/2022

AMHERST PIERPONT (NEW YORK NY)

NY

03/19/2018 - 07/15/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/22/2015 - 03/16/2018

AMHERST PIERPONT (NEW YORK NY)

NY

11/08/2012 - 11/07/2014

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/21/2012 - 11/06/2012

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

11/01/2010 - 12/22/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/16/2008 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/24/1998 - 07/08/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/30/1992 - 05/07/1997

BZW SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1992

Series 3 - National Commodity Futures Examination

BC

Issued 03/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Bruce Hodgins.
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