Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Earnest is a financial advisor with over 25 years of experience in the securities industry. Philip is currently registered with Southstate|duncanwilliams Securities Corp., located in Memphis, Tennessee. Philip is a licensed broker-dealer with a Series 7, Series 63, Series 52 and Series 66 licenses. He holds a Series 52TO license for Municipal Securities. Philip has experience working with various firms in the industry, including PNC Capital Markets LLC, BBVA Securities Inc., FNBB Capital Markets, LLC, Nexity Financial Services, Inc., NBC Securities, Inc., H.D. Vest Investment Securities, Inc., and AmSouth Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/28/2024 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)
AL
06/17/2021 - 12/07/2023
PNC CAPITAL MARKETS LLC (Birmingham AL)
AL
01/23/2020 - 06/02/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
03/23/2010 - 09/17/2019
FNBB CAPITAL MARKETS, LLC (BIRMINGHAM AL)
AL
03/12/2008 - 01/14/2010
NEXITY FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
07/17/1997 - 10/01/2007
NBC SECURITIES, INC. (BIRMINGHAM AL)
TX
06/19/1997 - 04/13/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
AL
01/04/1994 - 02/07/1995
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
04/19/1991 - 03/11/1992
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 05/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1990
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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