Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Herman is a registered representative with Lord Abbett Distributor LLC. Philip has been in the industry since July 4, 2000. Philip is licensed in New Jersey and New York. Philip has passed the Series 3, Series 7, Series 63 and SIE exams. Philip previously worked at Neuberger Berman, LLC, Neuberger Berman Management Inc., Tucker Anthony Incorporated, First Union Securities, Inc. and First Albany Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/10/2007 - Present
Lord Abbett Distributor LLC (JERSEY CITY NJ)
NY
02/12/2004 - 05/29/2007
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
04/01/2002 - 02/12/2004
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
MA
08/17/2000 - 12/17/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MO
08/05/2000 - 09/15/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
02/11/2000 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 03/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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