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Philip Brian Barnds

Capital Client Group, Inc.

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About Philip Brian Barnds

Philip Barnds is a registered representative with Capital Client Group, Inc. Philip is a licensed representative in Alabama, California, Georgia, Hawaii, Illinois, Indiana, Kentucky, Michigan, North Carolina, Ohio, Tennessee, Texas, Virginia, West Virginia, and Wisconsin. Philip holds the Series 6, Series 7TO, and Series 63 licenses and has been in the securities industry since August 2016.

Firm Information

Philip Barnds is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Philip Barnds’s Registration & Firm History

TX

07/22/2024 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 07/20/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/31/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Brian Barnds.
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