Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Kelton is a financial advisor with Capfinancial Securities, LLC in Dallas, Texas. Philip has over 10 years of experience in the financial industry. Philip is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7TO, 63 and 66 securities licenses. Philip specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/06/2023 - Present
Capfinancial Securities, LLC (Dallas TX)
TX
07/27/2021 - 11/07/2023
APEX CLEARING CORPORATION (DALLAS TX)
TX
10/01/2012 - 11/17/2020
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BOTH
Issued 02/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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