Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Bernard Serio is a financial advisor with over 27 years of experience in the industry. Philip is currently registered with LPL Financial LLC and has been with the firm since May 2017. Philip has worked with firms like Woodbury Financial Services, Inc. and Royal Alliance Associates, Inc. Philip has a wide range of experience and expertise in various financial areas. Philip holds a Series 6 and Series 63 license. Philip is licensed in multiple states including Alabama, Arkansas, Arizona, California, Georgia, Iowa, Louisiana, Oklahoma, South Carolina, Texas, Utah and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
05/11/2017 - Present
LPL Financial LLC (SHREVEPORT LA)
LA
03/05/2007 - 05/17/2017
WOODBURY FINANCIAL SERVICES, INC. (SHREVEPORT LA)
LA
10/31/1996 - 03/06/2007
ROYAL ALLIANCE ASSOCIATES, INC. (SHREVEPORT LA)
NY
08/30/1995 - 11/22/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/30/1995 - 11/22/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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