Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Benson Carter is a financial advisor with Fidelity Brokerage Services LLC. Philip has been in the financial services industry since November 21, 2019 and is registered to provide securities-related services in 53 states. Previously, Philip was employed by WELLS FARGO CLEARING SERVICES, LLC, GWFS EQUITIES, INC., and TD AMERITRADE, INC. Philip holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/10/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MO
07/19/2021 - 11/11/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
KS
04/11/2019 - 09/23/2020
GWFS EQUITIES, INC. (OVERLAND PARK KS)
MO
03/28/2018 - 06/08/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 05/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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