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Philip Bemis Pool

DC Advisory

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About Philip Bemis Pool

Philip Bemis Pool is a financial advisor associated with DC Advisory. Philip has 30 years of experience in the financial services industry. Philip has passed the Series 7, Series 24, Series 63 and SIE exams. Philip's previous employers include ICAPITAL SECURITIES, LLC, BENDIGO SECURITIES, LLC, NAVIDAR GROUP LLC, BLUFFVIEW CAPITAL, LP, BRITTANY CAPITAL GROUP, INC., CREDIT SUISSE FIRST BOSTON CORPORATION, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Philip Pool is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Pool’s Registration & Firm History

NY

12/08/2022 - Present

DC Advisory (NEW YORK NY)

NY

12/16/2014 - 04/06/2020

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

07/23/2014 - 09/01/2015

BENDIGO SECURITIES, LLC (New York NY)

NY

03/13/2009 - 12/18/2013

NAVIDAR GROUP LLC (NEW YORK NY)

TX

05/05/2008 - 03/23/2009

BLUFFVIEW CAPITAL, LP (DALLAS TX)

NY

12/02/2002 - 07/10/2006

BRITTANY CAPITAL GROUP, INC. (NY NY)

NY

11/03/2000 - 06/29/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

03/10/1994 - 06/29/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

05/20/1986 - 03/15/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/09/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Bemis Pool.
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