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Philip Bart Grigus

Peak6 Capital Management LLC

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About Philip Bart Grigus

Philip Grigus is a financial professional with over 17 years of experience in the financial industry. Philip has a strong background in trading and investments. Philip currently works at Peak6 Capital Management LLC and has previously worked at Peak6 Trading LLC, DOUGH LLC, and Optionshouse LLC. Philip has a Series 27 and holds the Securities Industry Essentials (SIE) and Operations Professional (Series 99TO) licenses.

Firm Information

Philip Grigus is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Grigus’s Registration & Firm History

IL

10/02/2014 - Present

Peak6 Capital Management LLC (CHICAGO IL)

IL

08/19/2022 - 11/14/2023

PEAK6 TRADING LLC (CHICAGO IL)

IL

10/02/2014 - 01/25/2019

DOUGH LLC (CHICAGO IL)

IL

06/26/2006 - 07/03/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

IL

03/04/2009 - 01/30/2014

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

IL

04/17/2013 - 01/08/2014

OPTIONSHOUSE, LLC (CHICAGO IL)

IL

04/17/2013 - 01/08/2014

PEAK6 MARKETS LLC (CHICAGO IL)

IL

08/03/2012 - 04/26/2013

PEAK6 VEGA MASTER FUND LLC (CHICAGO IL)

IL

11/03/2009 - 04/03/2012

PEAK6 MARKETS LLC (CHICAGO IL)

NY

07/10/2009 - 04/03/2012

MND PARTNERS, INC. (NEW YORK NY)

IL

03/04/2009 - 04/03/2012

OPTIONSHOUSE, LLC (CHICAGO IL)

IL

12/21/2005 - 06/22/2006

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/20/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Philip Bart Grigus.
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