Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip B. Pignato is a financial advisor with B. Riley Wealth Management in New York, NY. Philip has been in the financial services industry since 1984. Philip has held various positions at several firms including National Securities Corporation, VFINANCE INVESTMENTS, INC, FagenSON & CO., INC., Van Der Moolen Specialists USA, LLC, Versailles Capital Corp., Unified Securities Corporation, and Muller and Company. Philip holds Series 7, 24, 52TO, 53, 79TO, 99TO, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/22/2022 - Present
B. Riley Wealth Management (New York NY)
NY
03/23/2012 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
FL
07/07/2014 - 11/07/2015
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
08/05/1986 - 04/27/2012
FAGENSON & CO., INC. (NEW YORK NY)
NY
08/30/2001 - 03/28/2002
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NA
03/26/1985 - 10/18/1985
VERSAILLES CAPITAL CORP.
NA
01/10/1983 - 07/29/1983
UNIFIED SECURITIES CORPORATION
NA
01/19/1981 - 10/19/1981
MULLER AND COMPANY
BC
Issued 02/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/16/1999
Series 14 - Compliance Officer Examination
BC
Issued 11/22/1999
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/21/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/1993
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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