Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Austin Jordan has over 30 years of experience in the financial services industry. Philip is currently registered with UBS Financial Services Inc. as a Registered Representative and Investment Advisor Representative in Florida and Texas. Previously, Philip worked for firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Edward D. Jones & Co., L.P. and Princeton Securities Corporation. Philip specializes in providing financial advice and investment management services to individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations. Philip has a wide range of experience and expertise in various areas, including financial planning, portfolio management, investment management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/18/2017 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
FL
11/17/2003 - 11/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
NY
12/01/1994 - 11/26/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
02/13/1990 - 12/02/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
01/06/1989 - 02/02/1990
PRINCETON SECURITIES CORPORATION (SYOSSET NY)
NA
04/20/1988 - 01/18/1989
GRAYSTONE NASH, INC.
IA
Issued 02/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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