Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Kendall is a financial advisor currently registered with Charles Schwab & CO., Inc. in Lone Tree, Colorado and Westlake, Texas. Philip has been in the financial services industry since February 8, 2000 and has a combined 42 state securities licenses. Philip is also registered as an Investment Advisor Representative in Texas. Philip has previously been registered with Colonial Brokerage, Inc., Fidelity Brokerage Services LLC, Ameritrade, American Express Financial Advisors Inc., and IDS Life Insurance Company. Philip holds a Series 7, 9, 10, 24 and 66 licenses, along with the SIE exam. Philip also holds the designation of Certified Financial Planner. Philip serves as a Board Member for the Dallas Fort Worth CFA Society and the Mosshaven Elementary Dad's Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
11/16/2009 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
04/23/2009 - 10/30/2009
COLONIAL BROKERAGE, INC. (DALLAS TX)
TX
06/02/2006 - 02/25/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
03/23/2001 - 11/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NE
05/04/1999 - 01/23/2001
AMERITRADE (BELLEVUE NE)
MN
02/04/1999 - 03/30/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/04/1999 - 03/30/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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