Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Santopadre is a financial advisor with Northern Lights Distributors, LLC, based in Elkhorn, Nebraska. Philip has been in the financial services industry since September 28, 2004, and has a strong background in investments, financial planning, and securities. Philip has a series 7, Series 63, and Series 27 licenses, and holds a SIE certification. He has been a registered representative with the Financial Industry Regulatory Authority (FINRA) since March 15, 2018. Prior to joining Northern Lights Distributors, LLC, Philip was a registered representative with FEF Distributors, LLC and Arnorld and S. Bleichroeder, Inc., both in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
03/15/2018 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NY
12/09/2002 - 03/10/2016
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
09/25/2002 - 12/09/2002
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
BC
Issued 11/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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