Unclaimed
Philip Andrew Smith is a financial professional with over 17 years of experience in the financial services industry. Philip is a registered representative with Stonex Financial Inc. and holds the Series 7, Series 24, Series 32, SIE, and 99TO licenses. Philip currently works at the Stonex Financial Inc. branch office located in Winter Park, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/04/2005 - Present
Stonex Financial Inc. (WINTER PARK FL)
BC
Issued 08/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 32 - Limited Futures Exam-Regulation
BC
Issued 08/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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