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Philip Andrew Smith

Stonex Financial Inc.

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About Philip Andrew Smith

Philip Andrew Smith is a financial professional with over 17 years of experience in the financial services industry. Philip is a registered representative with Stonex Financial Inc. and holds the Series 7, Series 24, Series 32, SIE, and 99TO licenses. Philip currently works at the Stonex Financial Inc. branch office located in Winter Park, FL.

Firm Information

Philip Smith is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Smith’s Registration & Firm History

FL

08/04/2005 - Present

Stonex Financial Inc. (WINTER PARK FL)

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Licenses & Designations

BC

Issued 08/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2017

Series 32 - Limited Futures Exam-Regulation

BC

Issued 08/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Andrew Smith.
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