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Philip Andrew Oasis

Walleye Trading LLC

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About Philip Andrew Oasis

Philip Andrew Oasis is a financial professional with over 10 years of experience in the industry. Philip holds a variety of licenses and registrations including Series 3, 7, 24, 55, 57TO, and 63 licenses. Philip is currently registered with Walleye Trading LLC. Prior to that, Philip worked at SG Americas Securities, LLC and Citigroup Global Markets Inc.

Firm Information

Philip Oasis is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Oasis’s Registration & Firm History

NY

06/22/2021 - Present

Walleye Trading LLC (New York NY)

NY

09/16/2019 - 05/18/2021

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/05/2013 - 03/16/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 03/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2014

Series 3 - National Commodity Futures Examination

BC

Issued 08/16/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Andrew Oasis.
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