Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Mooberry is a registered Investment Advisor Representative with Cadent Capital Advisors, LLC. Philip has been in the financial services industry for over 20 years and holds Series 6, 7, 63, 65, 99TO and SIE licenses. Philip has previously held positions at PURSHE KAPLAN STERLING INVESTMENTS, H.D. VEST INVESTMENT SERVICES, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Philip is a resident of Tulsa, Oklahoma. Cadent Capital Advisors, LLC is a fee-based firm with offices in Tulsa, Oklahoma. The firm provides financial planning, pension consulting, portfolio management for individuals, and selection of other advisors services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers fees
1
2
OK
01/08/2014 - Present
Cadent Capital Advisors, LLC (TULSA OK)
OK
10/16/2012 - 08/20/2021
PURSHE KAPLAN STERLING INVESTMENTS (TULSA OK)
OK
04/04/2011 - 10/01/2012
H.D. VEST INVESTMENT SERVICES (TULSA OK)
OK
06/01/2009 - 04/19/2011
MORGAN STANLEY SMITH BARNEY (TULSA OK)
OK
04/21/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
OK
11/15/2001 - 05/07/2008
ALLSTATE FINANCIAL SERVICES, LLC (TULSA OK)
IA
Issued 05/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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