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Philip Andrew Baxley

Tiaa-Cref Individual & Institutional Services, LLC

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About Philip Andrew Baxley

Philip Andrew Baxley is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC since January 2015. Philip has been in the financial services industry since November 2010. Philip has worked at TD Ameritrade, Inc. and Wells Fargo Advisors, LLC. Philip Baxley holds the Series 7, Series 66, and SIE securities licenses. Philip has a total of 16 state registrations with the state of Virginia being the primary one. Philip specializes in retirement plans, insurance and investment advisory services. Philip Baxley is a part of a team at Tiaa-Cref Individual & Institutional Services, LLC in Richmond, VA.

Firm Information

Philip Baxley is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Philip Baxley’s Registration & Firm History

VA

01/09/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (RICHMOND VA)

VA

10/04/2013 - 12/23/2014

TD AMERITRADE, INC. (GLEN ALLEN VA)

VA

11/05/2010 - 10/03/2013

WELLS FARGO ADVISORS, LLC (RICHMOND VA)

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Licenses & Designations

BOTH

Issued 12/01/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Andrew Baxley.
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