Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Alden Gray is a financial advisor with Raymond James & Associates, Inc. located in Ponte Vedra Beach, FL. Philip has been in the industry since February 19, 1996 and has worked for several firms including Janney Montgomery Scott LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, J.P. Turner & Company, L.L.C., Prudential Securities Incorporated, First Honolulu Securities, Inc. and HYM Financial, Inc. Philip is registered with FINRA as well as the states of California, Florida, New Jersey, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/22/2019 - Present
Raymond James & Associates, Inc. (PONTE VEDRA BEACH FL)
FL
04/07/2009 - 05/30/2019
JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)
FL
02/21/2006 - 04/13/2009
CITIGROUP GLOBAL MARKETS INC. (PONTE VEDRA BEACH FL)
MD
02/10/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
GA
10/31/2001 - 03/11/2004
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
02/09/1998 - 01/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
HI
09/19/1995 - 02/11/1998
FIRST HONOLULU SECURITIES, INC. (HONOLULU HI)
NJ
11/05/1993 - 03/22/1995
HYM FINANCIAL, INC. (CLIFTON NJ)
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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