linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Philip Albert Spencer

Saratoga Research & Investment Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Philip? Claim Your Profile

About Philip Albert Spencer

Philip Spencer is a registered Investment Advisor Representative with Saratoga Research & Investment Management. Philip Spencer has been working in the financial industry since 2009 and has a Series 65 and Series 7 license. Philip Spencer is a Chartered Financial Analyst and has worked with a number of clients, including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. Philip Spencer is a well-respected advisor with a strong track record of success. Philip Spencer is an active member of the financial community and is committed to providing his clients with the highest level of service.

Firm Information

Philip Spencer is currently registered with Saratoga Research & Investment Management. Saratoga Research & Investment Management is an investment advisor registered with the SEC and located in Saratoga, CA. The firm manages over $2.7 billion in assets and offers a range of investment services, including portfolio management for individuals, investment companies, and pooled investment vehicles. They also provide financial planning and securities research. The firm primarily serves high-net-worth individuals, corporations, and pension and profit-sharing plans. They also serve investment companies, charitable organizations, and individuals other than high-net-worth individuals. The firm participates in wrap fee programs.
Saratoga Research & Investment Management

14471 BIG BASIN WAY, SUITE E

SARATOGA, CA 95070

$2.74B

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Philip Spencer’s Registration & Firm History

CA

08/12/2009 - Present

Saratoga Research & Investment Management (SARATOGA CA)

CA

06/24/2009 - 08/18/2009

MUTUAL SECURITIES, INC. (SARATOGA CA)

Not sure if Philip Albert Spencer is right for you?

Licenses & Designations

IA

Issued 07/17/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Philip Albert Spencer.
Not sure if Philip Albert Spencer is right for you?